WebAn elective professional client is a client who states in writing that they wish to be treated as a professional client for the purposes of making investments. By definition an … WebWhen managing investments for a client, a firm must provide the client with a periodic statement. For retail clients, the content of the statement is prescribed, but for professional clients, it is not. The firm may take into consideration the classification of the client in following its Order Execution Policy, as well as

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Professional Electives Policy – Pharmacy Students – UW–Madison

WebUpon request elective professional clients can receive negative balance protection combined with the use of a higher leverage then 1:50. In addition, the Company reserves … Weba Professional Client. 1. Communicating with clients, including financial promotions As a Professional Client the simplicity and frequency in which the firm communicates with you may be different to the way in which they would communicate with a Retail Client. They will ensure however that their communication remains fair, clear and not ... WebA professional client is deemed capable of making his or her own investment decisions, and understanding the risks involved, with greater autonomy than retail clients. This … kinloch house blairgowrie